The Uniform Investment Adviser Law Examination and the available study outline were developed by NASAA. The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives.

Series 65 Test Specifications . Topic Weight No. Questions I. Economic Factors and Business Information 15% 20 A. Basic Economic Concepts . 1. business cycles 2. monetary and fiscal policies 3. global factors 3.1. currency valuation and effective exchange rates 3.2. sovereign debt 3.3. geopolitical 4.

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Series 65 examination – i.e., the four general subject matters and the components tested therein, including their weightings within the examination – are contained in Part 2 below. Part 2 also identifies specific federal and state legal precedents eligible for testing. 1.1 Series 65 Examination Structure and Procedures

Feb 6, 2023 · NASAA, with the assistance of Prometric and subject matter experts, recently completed this job analysis study of the Series 63, 65, and 66 examinations. As a result of this content review, NASAA has updated the test specifications for each of its examinations to better reflect the skills and knowledge needed by broker-dealer agents and ...

Series 65 Test Specifications I. Ownership and Estate Planning Techniques (3) 1. methods of ownership transfer (joint tenants with rights of survivorship (JTWROS); tenants in common; tenancy by the entirety) 2. pay-on-death/transfer-on-death 3. beneficiary designation 4. trusts and wills 5. qualified domestic relations order (QDROs)

(Series 65) Exam Specifications and Outline (Effective 1/1/2010) CONTENT AREA # of Items 1. Economic Factors and Business Information 19 (14%) A. Basic economic concepts 6 1. business cycles 2. monetary and fiscal policy 3. US dollar valuation 4. inflation/deflation 5. interest rates and yield curves 6. economic indicators a. GDP b.

The Series 65, Uniform Investment Adviser Law Examination, is for investment adviser representatives. Passing the Series 66 , the Uniform Combined State Law Examination, qualifies an individual as if he or she had passed both the Series 63 and Series 65.

Apr 1, 2022 · NASAA provides newly created guides for candidates interested in taking the Series 63, Series 65, and Series 66 qualification examinations. This is the first time NASAA has published exam guides with this level of detail.

The Uniform Combined State Law Examination was developed by NASAA based on industry requests. The examination (also called the “Series 66”) is designed to qualify candidates as both securities agents and investment adviser representatives.