Rina Hussain, associate director of the SEC’s broker-dealer exam program, said at the SEC Speaks conference held by the ...

The U.S. Securities and Exchange Commission (SEC) has decided not to ask a U.S. appeals court to review a June ruling that ...

In the first half of 2024, the Financial Industry Regulatory Authority (FINRA) issued several fines and suspensions against participants in ...

As America stumbles toward the 2024 election, the crypto industry appears bent on getting itself a new set of rules.

The proposed merger of chipmaker Blaize into a publicly traded company could make it the largest locally based public company.

With the Securities and Exchange Commission’s Regulation Best Interest turning five years old this summer, former SEC commissioner Robert Jackson and four other fiduciary advocates offered a range of ...

The SEC indicated in its Spring 2024 agenda that it intends to finalize the market structure rules prior to the November ...

It’s been a year since the SEC ruled that public companies were required to disclose cybersecurity breaches within four days ...

But this is not to say that other federal agencies in the financial regulation industry won't be affected. FINRA, for example ...

The SEC has recently amended regulations for digital asset business operators, which will come into effect on July 16, 2024.

The Supreme Court overturned the Chevron doctrine in a 6 to 3 decision, Loper Bright Enterprises v. Raimondo. That doctrine ...

The SEC has approved Grayscale's Bitcoin Mini Trust for trading on NYSE Arca, marking a significant milestone for Grayscale's ...